Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. William E. Horton A bank executive develops a new product, maybe a fee-generation concept. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Regions Investment Solutions is a marketing name of Cetera Investment Services. John B. Owen He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. This 32-page document allows for easier reading and reference. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He was also head of Commercial Middle Market and Treasury Management Sales. He is a member of the Executive Leadership Team. Senior Executive Vice President In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Chief Enterprise Operations and Technology Officer. She leads the companys Legal, Government Affairs, and Corporate Governance departments. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Chief Transformation Officer. Executive Vice President Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Core Product Marketing. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. C. Matthew Lusco He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. New compliance officers face an overwhelming amount of tasks during their first few months. Chief Risk Officer. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Prior to that, Danella led Private Wealth Management. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. December 09, 2020, 1:13 p.m. EST 1 Min Read. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. John M. Turner, Jr. Meet Andrew Nix. Senior Executive Vice President Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Executive Vice President Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Andrews experience and insights will help us build on these accomplishments. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to that role he was Head of Strategic and Corporate planning. John Turner is president and chief executive officer of Regions Financial Corporation. Manav Misra Average salary for Santander Chief Compliance Officer in Braunton: 45,828. All Rights Reserved. Dana Nolan serves as the Head of Investor Relations at Regions. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. His primary focus was financial institutions. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Misra is responsible for overseeing the company's data strategy and enterprise data . In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Responsibilities include governance and operational effectiveness as well as oversight and monitoring. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Gartner Terms of Use In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. CCOs must monitor and respond to changes in compliance risks. Head of Corporate Real Estate and Procurement. Anthony Restel President, Regional Banking . He is also a member of the companys Executive Leadership Team. You should consult privacy disclosures at the linked website for further information. General Counsel and Corporate Secretary. and Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. By Jeremy King | February 9, 2021. Scott M. Peters Senior Executive Vice President Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Building a detailed plan. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Privacy Policy. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. By clicking the "Access Your Download" button, you are agreeing to the His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. for the Southeastern Chapter of the Society for Corporate Governance. Chief Financial Officer. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Keenan earned a bachelors degree in Political Science from Furman University. Embed controls to reduce risk in a hybrid work environment. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Save time and execute with confidence when creating your strategic plan for compliance. Jeremy King | Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. David J. Turner, Jr. In 2006, he led the HR integration during the Regions/AmSouth merger. Ritter is a member of Regions Executive Leadership Team. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. She is also responsible for managing the companys relationships with credit rating agencies. In addition, Nolan oversees competitive and strategic analysis. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Regions Bank is an Equal Housing Lender and Member FDIC. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Andy Hernandez is Chief Digital Officer for Regions. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. (Photo: Business Wire). Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Senior Executive Vice President Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. 8 a.m. 5 p.m. GMT Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Gartner Terms of Use Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. President, Regions Foundation. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Fill out the form to connect with a representative and learn more. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Logan M. Pichel Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Privacy Policy. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Corporate governance is my passion. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. All Rights Reserved. Andrew Nix will join Regions as chief governance officer on March 17. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Dana W. Nolan Gartner Terms of Use Design a human-centric compliance culture. The LifeGreen color is a trademark of Regions Bank. Regions provides links to other websites merely and strictly for your convenience. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Chief Digital Officer. He is also a member of the Southeastern Council of Foundations. C. Ward Cheatham Boots Gale, III is general counsel and corporate secretary for Regions. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Andrew Nix. Senior Executive Vice President Corporate Banking Division Head. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Member FDIC. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Head of Wealth Management Group. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Nix to oversee corporate governance framework supporting Regions services for customers and communities. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Additional information about Regions and its full line of products and services can be found at www.regions.com. Andrs "Andy" Hernndez Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Senior Executive Vice President Senior Executive Vice President Nix will report to Tara Plimpton, chief legal officer for the bank. Executive Vice President Executive Vice President In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Youre about to leave Regions to use an external site. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Beth Ardoin Chief Communications Officer . Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Head - Financial Risk. Head of Corporate Banking Group. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Keenan has more than 25 years of human resources experience and has been in his current role since 2010.